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LPL Documents

Client Service Forms

The below client services forms are available to make changes and updates to your accounts. Please be aware that most forms will be completed using the E-Signature through Docu-Sign® tool.

To obtain copies of any of the forms listed here or to get more details, please contact your Synergy Financial Group consultant.

 

  • Client Service Forms – Withdrawal
    • Periodic Distribution (Non-Retirement)
    • Premier Check Writing
    • Distribution Request
  • Client Service Forms – Deposit
    • Direct Deposit
    • Wire Funds
    • Contribution Instructions – On Demand
    • Contribution Instructions – Periodic
  • Client Service Forms – Trading
    • Prospectus Receipt
    • Switch Letter
  • Client Service Forms – General
    • Transfer of Death – Individual
    • Transfer of Death – Joint
    • Name Change
    • One and the Same – Name Discrepancies
    • Electronic Prospectus Delivery
  • Retirement Forms
    • Beneficiary Designation Form – Traditional & SEP IRA
    • Beneficiary Designation Form – ROTH
    • Beneficiary Designation Form – Simple IRA
  • Disclosure Forms
    • Form ADV Disclosure
    • SAM Disclosure
    • Margin Disclosure
  • Service Program Options

    • Flat Fee Program
    • Hourly Consulting Program
    • Participant Consulting Advice Program